Advanced Equities, Inc. is a large advisory firm based in Chicago. It manages $867.93 million of regulatory assets for 209 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 49 other states.
Advanced Equities provides portfolio management for pooled investment vehicles and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Advanced Equities, Inc. is $867.93 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 1818% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Advanced Equities, Inc. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Jeffrey Scott Fisher has been acting as President since 1 Apr 2005. David Shawn Rogers joined the executive team most recently as the Chief Operating Officer.
The principal office where Advanced Equities, Inc. performs its advisory services is located at 311 South Wacker, Chicago, IL 60606, which is also the mailing address of the firm. An additional office of the firm is in San Francisco, CA. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 312-377-5300 or by fax 312-377-5314. The normal business hours are 8:00-5:00 on Monday - Friday. You can find more information about the New York firm at www.advancedequities.com.