Pembrook Capital Management LLC is a large advisory firm based in New York. It manages $370.82 million of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of New York.
Pembrook Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Pembrook Capital Management LLC is $370.82 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 88% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Pembrook Capital Management LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The only and largest group of clients of Stuart Jay Boesky is pooled investment vehicles with 7 clients and $370.82 million of assets under management. Among the 10 most similar advisory firms, Pembrook Capital Management has the 3rd highest percentage of pooled investment vehicles out of all clients.
The amount of regulatory assets under management is $370.82 million for 7 clients. None of the firm’s clients are foreign persons or businesses.
Pembrook Capital Management also advises several private funds. Namely, seven hedge funds. The minimum investment commitment required of non-related persons ranges from $1,000,000 to $10,000,000.
The company employs 10 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Stuart Jay Boesky has been acting as President since 1 Dec 2006. Justin Carter Dausch joined the executive team most recently as the Chief Compliance Officer.
The principal office where Pembrook Capital Management LLC performs its advisory services is located at 485 Madison Avenue, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 212-906-8682 or by fax 212-906-8699. The normal business hours are 9:00 am- 5:00 pm on Monday - Friday. You can find more information about the New York firm at pembrookgroup.com.