Strategies LLC is a large advisory firm based in Denver. It manages $471.72 million of regulatory assets for 42 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdiction of Colorado.
Strategies provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, pension consulting services, and employee education for retirement plan clientele, consulting. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Strategies LLC is $471.72 million. The firm's AUM has grown by 16% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Strategies LLC for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, high net worth individuals, pooled investment vehicles, corporations or other businesses, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Strategies is pension and profit sharing plans with 12 clients and $290.63 million of assets under management. Among the 12 most similar advisory firms, Strategies has the 3rd highest percentage of pension and profit sharing plans out of all clients.
The amount of regulatory assets under management is $471.72 million for 62 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Strategies doesn't advise any private funds.
The company employs 4 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Strategies LLC performs its advisory services is located at 1525 Raleigh Street, Denver, CO 80204, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 303-926-9600 or by fax 303-926-1613. The normal business hours are 9:00 - 5:00 on Monday - Friday. You can find more information about the New York firm at strategies-llc.net.