Landoak Securities, LLC (Knoxville)


Landoak Securities, LLC is a large advisory firm based in Knoxville. It manages $25.95 million of regulatory assets for 393 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Florida, Georgia, and 5 other states.

Landoak Securities provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and pension consulting services. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Landoak Securities: assets under management

The assets under management (AUM) of Landoak Securities, LLC is $25.95 million. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Landoak Securities, LLC for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Landoak Securities, LLC

Landoak Securities, LLC is owned by Patrick Lansing Martin. Charles Christopher Matthews joined the executive team most recently as the Finop / Chief Financial Officer / Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Patrick Lansing Martin Chief manager/owner 1 Apr 1996 25% - 50% 321489
Mike Allen Atkins Secretary/owner 1 Apr 1996 25% - 50% 1335631
Jerome Andrew Pope Compliance off., fin/op./owner 1 Apr 1996 Other 2582513
Michael Edward Cox Planner/owner 1 Apr 1996 Other 2129658
Lytle Alexander Rather Planner/owner 1 Apr 1996 Other 1897153
John Douglas Baxley Compliance officer, finop 1 Jan 2003 Other 3214809
Charles Christopher Matthews Finop / chief financial officer / chief compliance officer 1 Feb 2007 Other 4954733

Based in Knoxville

The principal office where Landoak Securities, LLC performs its advisory services is located at 10267 Kingston Pike, Knoxville, TN 37922, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 865-531-0000 or by fax 865-531-7911. The normal business hours are 8:00 a.m. - 5:00 p.m. on Monday - Friday.