West Ellis Investment Management Inc (Decatur)


West Ellis Investment Management Inc is a large advisory firm based in Decatur. It manages $31.53 million of regulatory assets for 81 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Alabama.

West Ellis Investment Management provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

West Ellis Investment Management: assets under management

The assets under management (AUM) of West Ellis Investment Management Inc is $31.53 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -69% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $31.53 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $389.25 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay West Ellis Investment Management Inc for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at West Ellis Investment Management Inc

Stephen Ellis Baggs has been acting as President since 1 Jan 1992. Raymon Jewel Baker joined the executive team most recently as the N/A.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Stephen Ellis Baggs Chairman 1 Jan 1992 50% - 75% 844774
Stephen Ellis Estate Of Baggs Stockholder 1 Jan 1992 50% - 75% 844774
Raymon Jewel Baker N/a 1 Oct 1994 Other 4359207
Michael Whitney Curl Sec/treas. 1 Oct 1994 Other 4361464
Calvin Brown President 1 Oct 1994 25% - 50% 2307816
Calvin J. Brown Pres/chief compliance officer 1 Oct 1994 25% - 50% 2307816
Calvin Jones Brown Pres/chief compliance officer 1 Oct 1994 25% - 50% 2307816
Raymon Jewel Estate Of Baker Stockholder 1 Oct 1994 Other 4359207

Based in Decatur

The principal office where West Ellis Investment Management Inc performs its advisory services is located at 226 East Moulton Street, Decatur, AL 35601 The mailing address of the firm is P.O. Box 2253, Decatur, AL 35609 2253. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 256-353-2126 or by fax 256-353-9088. The normal business hours are 8:00 - 5:00 on Monday - Friday. You can find more information about the New York firm at westellis.com.