Lexington Wealth Management, Inc. (Lexington)


Lexington Wealth Management, Inc. is a large advisory firm based in Lexington. It manages $929.18 million of regulatory assets for 2,152 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of California, Connecticut, Florida, and 8 other states.

Lexington Wealth Management provides financial planning services, portfolio management for individuals and small businesses, selection of other advisers, and educational seminars and workshops. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

Lexington Wealth Management: assets under management

The assets under management (AUM) of Lexington Wealth Management, Inc. is $929.18 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 86% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $929.18 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $431.77 thousand each.
Lexington Wealth Management has custody of $87.5 million in cash and securities for 212 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 57% of the total AUM. The second-largest asset type is investment grade corporate bonds, which make up 28% of the firm’s portfolio. Investments in cash and cash equivalents form 7% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Lexington Wealth Management, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Michael Stephen Tucci serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Michael Stephen Tucci is high net worth individuals with 187 clients and $844.91 million of assets under management. Among the 6 most similar advisory firms, Lexington Wealth Management has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $929.18 million for 397 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.

Lexington Wealth Management doesn't advise any private funds.

Careers at Lexington Wealth Management, Inc.

The company employs 18 people that are either part- or full-time employees. 72 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There are 13 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Michael Stephen Tucci has been acting as President since 1 Apr 2005. Kristine Marie Porcaro joined the executive team most recently as the President/Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Michael Stephen Tucci President 1 Apr 2005 50% - 75% 2955162
Kristine Marie Porcaro Vice president/chief compliance officer 1 Apr 2005 25% - 50% 2458485
Kristine Marie Porcaro President/chief compliance officer 1 Jan 2017 25% - 50% 2458485

Based in Lexington

The principal office where Lexington Wealth Management, Inc. performs its advisory services is located at 12 Waltham Street, Lexington, MA 02421, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 781-860-7745 or by fax 781-862-4392. The normal business hours are 9:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at lexingtonwealth.com.