Pfs Investments Inc. is a large advisory firm based in Duluth. It manages $3.07 billion of regulatory assets for 28,263 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 49 other states.
Pfs Investments provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Pfs Investments Inc. is $3.07 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 587% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has a single stream of revenue. Clients pay Pfs Investments Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, high net worth individuals, and corporations or other businesses. The largest group of clients of Pfs Investments is individuals with 23,292 clients and $2.85 billion of assets under management. Among the 9 most similar advisory firms, Pfs Investments has the highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $3.07 billion for 23,547 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Pfs Investments doesn't advise any private funds.
The company employs 3,582 people that are either part- or full-time employees. 99 percent of the employees work as investment advisers or researchers. 2,236 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Pfs Investments Inc. performs its advisory services is located at 1 Primerica Parkway, Duluth, GA 30099 0001, which is also the mailing address of the firm. An additional office of the firm is in Bethel, CT. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 800-544-5445 or by fax 470-564-6222. The normal business hours are 08:30-17:30 on Monday - Friday. You can find more information about the New York firm at portfolio.primerica.com/.