Strongwater Schott, Ltd. (Denver)


Strongwater Schott, Ltd. is a large advisory firm based in Denver. It manages $42.15 million of regulatory assets for 72 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdiction of Colorado.

Strongwater Schott provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Strongwater Schott: assets under management

The assets under management (AUM) of Strongwater Schott, Ltd. is $42.15 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 26% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $42.15 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $585.43 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Strongwater Schott, Ltd. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Strongwater Schott, Ltd.

Timothy Ray Schott has been acting as President since 1 Sep 2004. Lee Michael Strongwater joined the executive team most recently as the Secretary, Treasurer & Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Lee Michael Strongwater Secretary, treasurer & chief compliance officer 1 May 2004 50% - 75% 4537898
Timothy Ray Schott President 1 Sep 2004 50% - 75% 4598081

Based in Denver

The principal office where Strongwater Schott, Ltd. performs its advisory services is located at 4643 South Ulster Street, Denver, CO 80237, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 303-225-5355 or by fax 303-416-8993. The normal business hours are 9:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at www.strongwaterschott.com.