Finch Asset Management, Inc. (Greenwich)


Finch Asset Management, Inc. is a large advisory firm based in Greenwich. It manages $369.07 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdiction of Connecticut.

Finch Asset Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Finch Asset Management: assets under management

The assets under management (AUM) of Finch Asset Management, Inc. is $369.07 million. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Finch Asset Management, Inc. for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Finch Asset Management, Inc.

Timothy Chan Ng has been acting as President since 1 Mar 2002. Tarka Holdings Trust Ltd. joined the executive team most recently as the Shareholder.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Timothy Chan Ng President 1 Mar 2002 Other 1009388
Robert Bucci Chief financial officer 1 Mar 2002 Other 4570846
Anthony Heinrich Fischli Managing director 1 Mar 2002 Other 2952892
Timothy Chan Ng President, shareholder 1 Jun 2002 75% - 100% 1009388
Finch Group Ltd. Shareholder 1 Jul 2002 75% - 100% foreign

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
Anthony Heinrich Fischli Beneficiary 1 Dec 1999 75% - 100% 2952892
Larem Trustees Limited Trustee 1 Dec 1999 75% - 100% foreign
Timothy Chan Ng Shareholder 1 Aug 2002 50% - 75% 1009388
Tarka Holdings Trust Ltd. Shareholder 1 Aug 2002 50% - 75% foreign

Based in Greenwich

The principal office where Finch Asset Management, Inc. performs its advisory services is located at 2 Greenwich Office Park, Greenwich, CT 06831, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-661-6533 or by fax 203-302-3380. The normal business hours are 8:00 am - 6:00 pm on Monday - Friday.