Windmark Investment Partners, Inc. (Wilmington)

Name: Windmark Investment Partners, Inc.
Address: 2 Righter Parkway, Wilmington, DE, 19803
Telephone: 3026910228

Windmark Investment Partners, Inc. is a large advisory firm based in Wilmington. It manages $215.87 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdiction of Delaware.

Windmark Investment Partners provides portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Windmark Investment Partners: assets under management

The assets under management (AUM) of Windmark Investment Partners, Inc. is $215.87 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -7% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $215.87 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $107.94 million each.

Investments

The firm invests in investment and business development companies the most. They account for 88% of the total AUM. The second-largest asset type is pooled investment vehicles, which make up 12% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Windmark Investment Partners, Inc. for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Windmark Investment Partners, Inc.

The company employs 12 people that are either part- or full-time employees. 83 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Robert Donald Gooderham	President and chief operating officer	1 Apr 2004	25% - 50%	4489319
Garry A Musto	Director and shareholder	1 Oct 2017	25% - 50%	5035235
Seth Jordan Yablonovitz	Director and shareholder	1 Oct 2017	25% - 50%	2766627
Sara E Williams	Director and shareholder	1 Oct 2017	Other	6274003
Robert Donald Gooderham	Director and shareholder	1 Oct 2017	25% - 50%	4489319
Sophia Sue Smith	Chief compliance officer	1 Feb 2018	Other	6914068

Based in Wilmington

The principal office where Windmark Investment Partners, Inc. performs its advisory services is located at 2 Righter Parkway, Wilmington, DE 19803, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 3026910228 or by fax 302-655-7348. The normal business hours are 9:00a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at ashfordcg.com.