United American Capital Corp (Worthington)


United American Capital Corp is a large advisory firm based in Worthington. It manages $5.12 billion of regulatory assets for 71 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Ohio.

United American Capital Corp provides portfolio management for businesses and institutional clients, educational seminars and workshops, and fixed income management of public funds. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

United American Capital Corp: assets under management

The assets under management (AUM) of United American Capital Corp is $5.12 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 347% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $5.12 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $72.06 million each.

Investments

The firm invests in government bonds the most. They account for 85% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 13% of the firm’s portfolio. Investments in state and local bonds form 1% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay United American Capital Corp for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients United American Capital Corp serves?

The only and largest group of clients of United American Capital Corp is state or municipal government entities with 32 clients and $4.74 billion of assets under management. Among the 9 most similar advisory firms, United American Capital Corp has the highest percentage of state or municipal government entities out of all clients.

The amount of regulatory assets under management is $4.74 billion for 32 clients. None of the firm’s clients are foreign persons or businesses.

United American Capital Corp doesn't advise any private funds.

Careers at United American Capital Corp

The company employs 7 people that are either part- or full-time employees. 57 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Dennis Vincent Yacobozzi President and ceo 1 May 1991 75% - 100% 4362621
Ii Dennis Vincent Yacobozzi Chief compliance officer 1 Feb 2008 Other 5493738
Dennis Vincent Yacobozzi Chief compliance officer 1 Feb 2008 Other 5493738

Based in Worthington

The principal office where United American Capital Corp performs its advisory services is located at 75 E Wilson Bridge Road, Worthington, OH 43085, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 614-885-7596 or by fax 614-885-7599. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at uacc.com.