Hagin Capital, LLC (New York)

Name: Hagin Capital, LLC
Address: 17 State Street, New York, NY, 10004 1501
Telephone: 646-775-9080

Hagin Capital, LLC is a mid-sized advisory firm based in New York. It manages $75.81 million of regulatory assets for 45 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of New Jersey, New York, Texas, Vermont, and Washington.

Hagin Capital provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Hagin Capital: assets under management

The assets under management (AUM) of Hagin Capital, LLC is $75.81 million. The firm's AUM has grown by 1278% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $8.9 million in discretionary accounts and $66.91 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $211.9 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $22.3 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Hagin Capital, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Hagin Capital, LLC

Robert Gary Morris has been acting as President since 1 Dec 2011. Kathleen Traynor Millard joined the executive team most recently as the Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Patrick Ryan Morris	Managing member, chief compliance officer	1 Aug 2006	50% - 75%	4367837
Robert Leslie Hagin	Member	1 Aug 2006	25% - 50%	233377
Kathleen Traynor Millard	Member	1 May 2007	Other	2443810
Kathleen Traynor Derose	Member	1 May 2007	Other	2443810
Robert Gary Morris	Chairman	1 Dec 2011	25% - 50%	2562775

Based in New York

The principal office where Hagin Capital, LLC performs its advisory services is located at 17 State Street, New York, NY 10004 1501, which is also the mailing address of the firm. An additional office of the firm is in Manchester, VT. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 646-775-9080 or by fax 212-775-9088. The normal business hours are 9:00am to 5:00pm on Monday - Friday. You can find more information about the New York firm at haginim.com.