Bcj Capital Management, LLC (Scottsdale)


Bcj Capital Management, LLC is a large advisory firm based in Scottsdale. It manages $796.91 million of regulatory assets for 1,809 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of Arizona, California, Colorado, and 12 other states.

Bcj Capital Management provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, and educational seminars and workshops. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Bcj Capital Management: assets under management

The assets under management (AUM) of Bcj Capital Management, LLC is $796.91 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 15% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $796.91 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $440.52 thousand each.
Bcj Capital Management has custody of $15.63 million in cash and securities for 78 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in investment and business development companies the most. They account for 85% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 8% of the firm’s portfolio. Investments in exchange traded securities form 5% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Bcj Capital Management, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Kevin G Bauer serves?

The firm provides services to individuals, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Kevin G Bauer is individuals with 1,546 clients and $383.94 million of assets under management. Among the 8 most similar advisory firms, Bcj Capital Management has the 2nd highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $795.3 million for 1,805 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Bcj Capital Management doesn't advise any private funds.

Careers at Bcj Capital Management, LLC

The company employs 47 people that are either part- or full-time employees. 70 percent of the employees work as investment advisers or researchers. 43 employees are registered as investment adviser representatives with the state securities authorities.

There are 23 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

Kevin G Bauer has been acting as President since 1 Jan 1996. David Duncan Carroll joined the executive team most recently as the Member.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Kevin G Bauer President 1 Jan 1996 25% - 50% 1271244
Stephen Curtis Captain Vice president 1 Jan 1996 Other 1637709
Mark Elmer Johnson Member 1 Aug 2003 Other 1136390
Andrea Watkins Bauer Chief financial officer 1 Jun 2004 Other 4221332
Justin Michael Young Chief executive officer 1 Sep 2013 Other 6317792
Thomas Edward Shea Chief compliance officer 1 Apr 2017 Other 2299633
David Duncan Carroll Member 1 Jan 2018 Other 1801652
Benjamin Ryan Bimson Member 1 Jan 2018 Other 4835074

Based in Scottsdale

The principal office where Bcj Capital Management, LLC performs its advisory services is located at 8355 East Hartford Drive, Scottsdale, AZ 85255, which is also the mailing address of the firm. An additional office of the firm is in Davis, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (480) 483-1510 or by fax (480) 483-9318. The normal business hours are 8:00am to 4:00pm on Monday - Friday. You can find more information about the New York firm at bcjcapital.com.