Via Iv Investments, LLC (Burr Ridge)

Name: Via Iv Investments, LLC
Address: 1333 Burr Ridge Parkway, Burr Ridge, IL, 60527
Telephone: 630-674-7226

Via Iv Investments, LLC is an internet adviser based in Burr Ridge. It manages $71.75 million of regulatory assets for 137 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdiction of Illinois.

Via Iv Investments provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Via Iv Investments: assets under management

The assets under management (AUM) of Via Iv Investments, LLC is $71.75 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 79% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $71.75 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $523.72 thousand each.

Investments

The firm invests in investment and business development companies the most. They account for 95% of the total AUM. The second-largest asset type is exchange traded securities, which make up 5% of the firm’s portfolio.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Via Iv Investments, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Via Iv Investments serves?

The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Via Iv Investments is individuals with 53 clients and $55.75 million of assets under management. Among the 3 most similar advisory firms, Via Iv Investments has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $71.75 million for 77 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Via Iv Investments doesn't advise any private funds.

Careers at Via Iv Investments, LLC

The company employs 3 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jeffrey Jacob Holland	Member; chief compliance officer (2016)	1 Jul 2002	50% - 75%	2349981
Jeffrey Russell Coyner	Member	1 Jan 2016	50% - 75%	1989908

Based in Burr Ridge

The principal office where Via Iv Investments, LLC performs its advisory services is located at 1333 Burr Ridge Parkway, Burr Ridge, IL 60527, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 630-674-7226 or by fax 630-325-7249. The normal business hours are as needed on Other. You can find more information about the New York firm at thehollandportfolios.com.