Fiduciaryvest, LLC (Atlanta)


Fiduciaryvest, LLC is a large advisory firm based in Atlanta. It manages $15.17 billion of regulatory assets for 106 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Georgia, Pennsylvania, and Texas.

Fiduciaryvest provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, market timing services, educational seminars and workshops, and (a) discretionary asset alloc; (b) consulting re: strategy, policy, governance, asset alloc projections, research. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Fiduciaryvest: assets under management

The assets under management (AUM) of Fiduciaryvest, LLC is $15.17 billion. The firm's AUM has grown by 23803% since the beginning of its operation, and $66.1 million of the total AUM is attributable to clients outside of the United States.

The firm manages $4.13 billion in discretionary accounts and $11.04 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $275.06 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $121.32 million.
Fiduciaryvest has custody of $87.92 thousand in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Investments

The firm invests in investment and business development companies the most. They account for 76% of the total AUM. The second-largest asset type is exchange traded securities, which make up 10% of the firm’s portfolio. Investments in government bonds form 8% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Fiduciaryvest, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Harold Weeks Small serves?

The firm provides services to insurance companies, charitable organizations, high net worth individuals, pooled investment vehicles, corporations or other businesses, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Harold Weeks Small is pension and profit sharing plans with 33 clients and $12.97 billion of assets under management. Among the 10 most similar advisory firms, Fiduciaryvest has the highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $15.17 billion for 52 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.

Fiduciaryvest doesn't advise any private funds.

Careers at Fiduciaryvest, LLC

The company employs 9 people that are either part- or full-time employees. 78 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Harold Weeks Small has been acting as President since 1 Jan 2005. Andrew Marino has served as the Chief Investment Officer since 1 Oct 2014. Mark Andrew Kallis joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Harold Weeks Small Director 1 Jan 2005 Other 4364777
Joe Gregg Buckalew Chief investment officer & chief compliance officer 1 Jan 2005 Other 1832857
William Phillip Jones Jr. Managing member, managing partner & chief compliance officer 1 Jan 2005 25% - 50% 4917339
William Phillip Jones Jr. Managing director 1 Feb 2011 50% - 75% 4917339
Jason Philip Small Director 1 Dec 2012 50% - 75% 5958262
Andrew Marino Chief investment officer 1 Oct 2014 Other 1895071
Andrew Giocchino Marino Chief investment officer 1 Oct 2014 Other 1895071
Zachary Carter Sadler Member, partner 1 Jan 2016 Other 5088683
Evan Bradley Melcher Member, partner 1 Jan 2017 Other 3097262
Mark Andrew Kallis Chief compliance officer 1 Feb 2019 Other 2762977

Based in Atlanta

The principal office where Fiduciaryvest, LLC performs its advisory services is located at 115 Perimeter Ctr Place, Atlanta, GA 30346 1225, which is also the mailing address of the firm. An additional office of the firm is in Radnor, PA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 404-446-1270 or by fax 404-446-1271. The normal business hours are 9am-5pm on Monday - Friday. You can find more information about the New York firm at fiduciaryvest.com.