Marwood Alternative Asset Management LLC (New York)


Marwood Alternative Asset Management LLC is an investment adviser to an investment company based in New York. It manages $6 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Michigan, New York, Pennsylvania, and Texas.

Marwood Alternative Asset Management provides portfolio management for investment companies, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Marwood Alternative Asset Management: assets under management

The assets under management (AUM) of Marwood Alternative Asset Management LLC is $6 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -76% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $6 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $3 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Marwood Alternative Asset Management LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Marwood Group & Co. Usa Llc Ownder 1 Dec 2004 75% - 100% 11-3570166
Usa Llc Marwood Group & Co Owner 1 Dec 2004 75% - 100% 11-3570166

Based in New York

The principal office where Marwood Alternative Asset Management LLC performs its advisory services is located at 733 Third Avenue, New York, NY 10017, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-532-3651 or by fax 212-532-3652. The normal business hours are 9 am - 6 pm on Monday - Friday.