Tucker Asset Management LLC is a multi-state adviser based in Littleton. It manages $56.64 million of regulatory assets for 709 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of Arizona, Arkansas, California, and 27 other states.
Tucker Asset Management provides portfolio management for individuals and small businesses and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Tucker Asset Management LLC is $56.64 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 2193% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has a single stream of revenue. Clients pay Tucker Asset Management LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The only and largest group of clients of Tucker Asset Management is individuals with 664 clients and $56.64 million of assets under management. Among the 4 most similar advisory firms, Tucker Asset Management has the highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $56.64 million for 664 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Tucker Asset Management doesn't advise any private funds.
The company employs 34 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 29 employees are registered as investment adviser representatives with the state securities authorities.
There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.
The principal office where Tucker Asset Management LLC performs its advisory services is located at 1520 West Canal Court, Littleton, CO 80120, which is also the mailing address of the firm. An additional office of the firm is in Donalsonville, GA. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 303-734-1234 or by fax 866-485-7160. The normal business hours are 8:00am - 5:00pm monday - thursday; 8:00am - 1:00pm on friday on Monday - Friday. You can find more information about the New York firm at tuckeram.com.