Sinopia Asset Management (Puteaux France)


Sinopia Asset Management is a large advisory firm based in Puteaux France. It manages $8 billion of regulatory assets for 105 client accounts. It has been registered with the SEC as an adviser since 2001.

Sinopia Asset Management provides portfolio management for investment companies and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sinopia Asset Management: assets under management

The assets under management (AUM) of Sinopia Asset Management is $8 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 36264% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $8 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $76.19 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sinopia Asset Management for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Sinopia Asset Management

Alain Dromer has been acting as President since 1 Apr 2001. Jean Francois Boulier has served as the Chief Investment Officer since 1 Jul 1999 and Didier Francois Miqueu is the Chief Executive Officer of Sinopia Asset Management family office. Jean Charles Bertrand joined the executive team most recently as the Chief Investment Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Didier Francois Miqueu Chief executive officer 1 Feb 1989 Other 4342067
Credit Commercial De France Director 1 Jan 1991 Other rcs b 775670284
Emmanual Babinet Executive committee member- head of it 1 Aug 1991 Other 4342034
Emmanuel Babinet Executive committee member- coo 1 Aug 1991 Other 4342034
Patrice Conxicoeur Executive committee member 1 Mar 1992 Other 4342054
Philippe Rene Goimard Chief administrative & f. officer 1 Nov 1992 Other 4342062
Jean Charles Bertrand Head of bond department 1 Mar 1994 Other 4342046
Michel Andre Levy Executive committee member- head of structured products 1 Jul 1994 Other 4342066
Caroline Brousse Executive committee member- head of marketing 1 Sep 1995 Other 4342052
Zoe Formery Executive committee member- head of trading 1 Sep 1995 Other 4342058
Hsbc Ccf Asset Management Group Shareholder and director 1 Feb 1996 50% - 75% rcsb998105019
Hsbc Ccf Asset Management Holding Shareholder and director 1 Feb 1996 75% - 100% rcsb998105019
Hsbc Asset Management Holding Shareholder and director 1 Feb 1996 75% - 100% rcsb998105019
Mellon Capital Management Corporation Director 1 Oct 1996 Other 25-1442864
Mbc Investment Corporation Shareholder 1 Oct 1996 Other 51-0301132
Bbva Gestion Shareholder and director 1 Apr 1998 Other cif:a-28597854
Kbc Asset Management Shareholder and director 1 Apr 1998 Other rcs bruxelles 638630
Kredietbank S.A. Luxembourgeoise Shareholder 1 Apr 1998 Other rc luxembourg b6395
Pierre Sequier Executive committee member- head of research 1 Jun 1999 Other 4342069
Jean Francois Boulier Chief investment officer 1 Jul 1999 Other 4342049
Alain Dromer Director 1 Apr 2001 Other 4391381
Rene Barbier De La Serre Director 1 Apr 2001 Other 4464487
Christophe Raoul De Backer Chairman of the board 1 Jun 2002 Other 4497935
Philippe Rene Goimard Chief executive officer 1 Jun 2002 Other 4342062
Pierre Sequier Chief investment officer 1 Jul 2002 Other 4342069
Olivier Michel Gaval Chief compliance officer 1 Jan 2004 Other 5014230
Gilles Denoyel Chairman 1 Feb 2006 Other 5121963
Caroline Brousse Chairman 1 Feb 2006 Other 5121963
Eric Groven Director 1 Mar 2006 Other 5121968
Muriel Heitzmann Executive commitee member- head of structured products 1 Jun 2006 Other 5310968
Hsbc France Shareholder 1 Jul 2007 75% - 100% rcsb775670284
Pierre Sequier Chief executive officer 1 Oct 2007 Other 4342069
Christophe Raoul De Backer Director 1 Oct 2007 Other 4497935
Hsbc Investments France Director 1 Oct 2007 Other rcsb421345489
Mark Seumas Mccombe Director 1 Oct 2007 Other 5306840
Caroline Brousse Chairman 1 Oct 2007 Other 4342052
Hsbc Global Asset Management France Director 1 Oct 2007 Other rcsb421345489
Hsbc Global Asset Management (France) Director 1 Oct 2007 Other rcsb421345489
Gilles Denoyel Director 1 Oct 2007 Other 5901193
Veronique Bascou Chief compliance officer 1 Jan 2008 Other 5014230
Jean Charles Bertrand Chief investment officer 1 Jun 2010 Other 4342046
Laurent Tignard Chairman and director of the board 1 Jun 2010 Other 5901180
Didier Deleage Chief operating officer acting as agent of hsbc global asset management (france) 1 Jun 2010 Other 5901183
Philippe Rene Goimard Chief executive officer 1 Jun 2010 Other 4342062
Christopher Spencer Cheetham Director 1 Jun 2010 Other 4776746

Indirect Owners

The SEC currently registers 5 indirect owners.

Name Entity Date acquired Ownership Employer ID
Credit Commercial De France Shareholder 1 Feb 1996 75% - 100% rcs b 775670284
Ccf Indirect shareholder 1 Feb 1996 75% - 100% rcs b 775670284
Hsbc France Indirect shareholder 1 Feb 1996 75% - 100% rcs b 775670284
Hsbc Holdings Plc. Indirect shareholder 1 Jul 2000 75% - 100% holdings
Hsbc Bank Plc. Indirect shareholder 1 Oct 2000 75% - 100% england 14259

Based in Puteaux France

The principal office where Sinopia Asset Management performs its advisory services is located at Immeuble Ile De France, Puteaux France, 92800 The mailing address of the firm is Immeuble Ile De France, Paris Cedex 08, 75419. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 33-1-40702991 or by fax 33-1-41024761. The normal business hours are 9:00 - 18:00 paris time on Monday - Friday. You can find more information about the New York firm at www.sinopia-group.com.