Green Tree Investment Management LLC (Saint Paul)


Green Tree Investment Management LLC is a large advisory firm based in Saint Paul. It manages $199.47 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of Minnesota.

Green Tree Investment Management provides portfolio management for pooled investment vehicles and research and consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Green Tree Investment Management: assets under management

The assets under management (AUM) of Green Tree Investment Management LLC is $199.47 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -83% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $199.47 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $99.74 million each.
Green Tree Investment Management has custody of $180.86 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Green Tree Investment Management LLC for their services and products based on a percentage of assets under management, hourly charges, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Green Tree Investment Management LLC

Louis August Nees has been acting as President since 1 Dec 2014. Hale (Nmn) Halasy joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Green Tree Credit Solutions Llc Member 1 Dec 2007 75% - 100% 27-1311565
Erin Elizabeth Hyduke Brandt Chief compliance officer 1 Dec 2011 Other 6022579
Catherine Ann Damberg Assistant vice president, operations 1 Feb 2012 Other 6028975
Jeffrey Andrew Zeman Hilligoss President 1 Feb 2012 Other 1796350
Nicholas Higgin Smith Managing director 1 Feb 2012 Other 6028455
Craig Allen Opp General counsel and secretary 1 Jan 2014 Other 6314304
Louis August Nees President 1 Dec 2014 Other 1210713
Timothy Robin Ring General counsel and secretary 1 Jan 2016 Other 6617556
Robert Joab Williams Senior managing director and treasurer 1 Jan 2016 Other 1244051
Hale (Nmn) Halasy Chief compliance officer 1 Feb 2016 Other 1837514

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
Gtcs Holdings Llc Member 1 Dec 2009 75% - 100% 27-1417786
Walter Investment Holding Company Llc Member 1 Jul 2011 75% - 100% 27-0712703
Walter Investment Management Corp Member 1 Jul 2011 75% - 100% 13-3950486
Walter Investment Management Corp Member 1 Sep 2015 75% - 100% 13-3950486

Based in Saint Paul

The principal office where Green Tree Investment Management LLC performs its advisory services is located at 345 St. Peter Street, Saint Paul, MN 55102, which is also the mailing address of the firm. An additional office of the firm is in Fort Washington, PA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 651-293-3400 or by fax 651-293-5818. The normal business hours are 8:00am to 5:30pm on Monday - Friday. You can find more information about the New York firm at gtinvestmentmanagement.com.